MoneyBox

Compliance Analyst

Join MoneyBox as they are looking for a Compliance Analyst

About Moneybox

Moneybox is the award-winning app that helps you turn your money into something greater. We’ve brought saving, investing, home-buying, and retirement services all together into one simple app, so it's easier than ever to achieve your goals and build wealth, whatever your starting point.

Job Brief

The risk & compliance team plays a key role in protecting our customers and Moneybox and works closely with the rest of the business. The Compliance Officer will join our growing team and provide advice and oversight to the savings and investments teams. Reporting to the savings and investments Risk & Compliance Manager, you will carry out a variety of tasks that will include monitoring, reviews and advising the business. 

What You’ll Do

Working closely with the rest of the risk & compliance team, you will help Moneybox build a best in class risk & compliance program. You will be involved in, but not limited to, these duties:
Utilise your knowledge and experience of investment regulations to advise the business to help build great investing products that help our customers achieve their life goals Assist with the approval of financial promotions in line with regulatory requirements Periodically carry out in-depth reviews of our investing products and processes to make sure they work as planned and provide feedback on how they can be enhanced Investigate and review customer complaints to make sure we deliver fair outcomes Contribute to broader work carried out by the team to continually enhance controls Keep up to date with regulatory developments and initiatives impacting retail investment firms

Who You Are

A driven, ambitious individual who’s looking to build their career at an exciting, fast-growing company that’s trying to make a positive mark on the world Has a strong bias for action Has an independent and questioning mind Able to adapt quickly and manage competing priorities Takes a methodical, analytical approach to make good judgements Unafraid to take on new challenges, developing deep knowledge in new areas Naturally personable, a great communicator who has a passion for their work and the people they work with Knows how to have fun whilst maintaining a professional outlook

Experience and Skills

Knowledge and experience of investment regulations At least 3 years’ experience in second line functions Good understanding of relevant regulations such as MiFID II and FCA Handbook sections applicable to a retail investment firm Experience identifying and implementing improvements University educated with at least one degree. Great communication and listening skills Ability to work independently with minimal guidance

What’s In It For You?

Opportunity to join a fast-growing, award-winning and super ambitious business Work with a friendly team of highly motivated individuals Be in an environment where you are listened to and can actually have an impact Thriving collaborative and inclusive company culture Competitive remuneration package Company share options A new benefits package that includes Gympass, a personal learning budget, subsidised private medical insurance, matched pension contributions up to an additional 2% and more! 25 days holiday + bank holidays

Our commitment to DE&I

At Moneybox, we promote, support and celebrate inclusion, diversity and equity for all, so that everyone can bring their full selves to work. We believe that diversity drives innovation, and that if our team is representative of our community of customers, we can better support their needs. To ensure our recruitment processes provide an equal opportunity for all applicants to succeed, we encourage you to let us know if there are any adjustments that we can make. We are open-minded and always willing to go the extra mile to ensure all applicants can present their full self and potential.

Please read before you apply!

By sending us your application you acknowledge and agree to Moneybox using your personal data as described below.

We collect applicants’ personal data to manage our recruitment related activities. Consequently, we may use your personal data to evaluate your application, to select and shortlist applicants, to set up and conduct interviews and tests, to evaluate and assess the results, and as is otherwise needed in the recruitment process generally.

We do not share your personal data with unauthorised third parties. However, we may, if necessary, share your personal data to carefully selected third parties acting on our behalf. This may include transfers to servers and databases outside the country where you provided us with your personal data. Such transfers may include for example transfers and/or disclosures outside the European Economic Area and in the United States of America.

If you are unsuccessful in your application, we may keep your details on file so that we can tell you about other suitable vacancies which may be of interest to you when they arise in the future. If you would rather we did not keep your details on file, you can contact us at email: DPO@moneyboxapp.com