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Join Sustainalytics as Chief Compliance Officer and make a significant impact in a dynamic regulatory landscape
Overview
Salary No salary declared 😔
Location London, United Kingdom - Hybrid
Nomad Friendly? 
Expires Expires at anytime
Organisation summary: Sustainalytics, a Morningstar company, is at the forefront of responsible investment and ESG (Environmental, Social, Governance) research. As a leading provider of ESG insights, Sustainalytics supports investors around the world with the development and implementation of responsible investment strategies. The organization thrives in a hybrid work environment, offering flexibility and the opportunity to engage with a global team. This is a unique chance to join a company that is deeply committed to driving sustainable investment practices.
- Implement and oversee the Sustainalytics Global Compliance Program.
- Ensure adherence to European regulatory requirements and internal policies.
- Educate staff on compliance responsibilities.
- Play a critical role in shaping compliance strategies.
- Collaborate with global teams in major cities.
- Minimum 8 years of compliance/regulatory experience in financial, accounting, or legal sectors.
- Proven track record in managing complex compliance projects.
- Skilled in developing and enforcing compliance policies.
- Adept at regulatory communication and interactions.
- Experience providing counsel to leadership and boards.
- Exceptional interpersonal skills and team management.
- Advanced verbal and written communication abilities.
- Strong analytical, investigative, and judgment skills.
- Understanding of the credit rating business is an asset.
- Bachelor's degree required, law degree beneficial.
Morningstar’s Hybrid Work Environment: Embrace the flexibility of remote work along with the benefits of in-person collaboration, expected at least three days each week. Enjoy a suite of benefits designed to support your changing needs and ensure meaningful engagement with colleagues globally.
About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks.
Job responsibilities: Given the current market and regulatory environment, many rules and regulations have been enacted around the globe. These rules and regulations continue to be updated. This role will be part of the Global Compliance team – with other members working in Toronto, New York, Bucharest, Madrid, and Mumbai. The Chief Compliance Officer is responsible for ensuring the company's policies and procedures ensure compliance with the European regulatory scheme and ensuring staff understand their responsibilities under the rules and regulations. In this role, the successful candidate will have the ability to shape the role and have a meaningful impact.
Qualifications: • 8 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting, or Legal professions; • Experience in leading and managing complex compliance projects; • Experience in designing and implementing compliance / regulatory policies and procedures; • Experience interacting with and responding to regulatory inquiries; • Experience in providing advice to senior managers and board of directors; • Highly developed interpersonal skills to build and maintain effective internal and external relationships; • Experience managing compliance teams; • Advanced communication skills (verbal and written) to report regulatory compliance information; • Strong analytical and investigative skills and sound judgment; • Understanding/experience of credit rating business would be an advantage; • A bachelor’s degree is required. A law degree is a plus.
Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We’ve found that we’re at our best when we’re purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.
